The Disciplinary Regulations and the Code of Ethics and Professional Responsibility are documents approved by the FPSB. The FPI is the entity contractually bound to ensure compliance and to enforce the said Codes and Principles.
Non-compliance is seen in a very serious light and cases of non-compliance, including instances where the FPI's Disciplinary Committee has not taken disciplinary action against a member, have to be reported on an annual basis to the FPSB for the CFP® mark or locally in terms of the South Africa trademarks (AFP™ and RFP™ marks).
CFP®, CERTIFIED FINANCIAL PLANNER® and are trademarks owned outside the U.S. by Financial Planning Standards Board Ltd. The Financial Planning Institute of Southern Africa is the marks licensing authority for the CFP Marks in South Africa through agreement with FPSB.
Please visit www.fpsb.org to learn more about the FPSB and the affiliate countries.
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